Retirement Plan Services: Unlike most brokers, DHW will act as co-fiduciary with plan sponsors/employers assisting in fund selection. We take a more hands on approach in assisting retirement plan participants to review their retirement needs and assist them with their allocations.
Types of small business retirement serviced include profit sharing plans, 401k plans and SEP IRA’s. Our’ services include:
Plan & Vendor Evaluation
- Aid employers in selecting the type retirement plan
- Selecting fund menu
- Guide employers through process of developing an investor policy statement.
- Assist in assembling an audit file in case Department of Labor Audit.
Ongoing Plan Service:
- One on one adviser services for retirement plan participants.
- Annual in office plan reviews.
- In office education seminars for employees